Gould, Trends as Changes in Variance: A New Slant on Progress and Directionality in Evolution

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JOURNAL OF PALEONTOLOGY, V. 62, NO. 3, 1988

FIGURE 5--Although size of the largest species tends to increase in each of the three radiations, size of the smallest is either constant or decreases. Therefore, the main trend is towards an increase of variation in size, not a general directional movement Cretaceous in five-mil-lion-year intervals, Paleogene and Neogene in three-million-year intervals.

mum size at an intermediate time; but Paleogene correlations for extremes and central tendencies also lie in the same range).

Finally, whatever happens to spread and skewness, the most common values show no recognizable pattern of change at all. Dividing the total size range within each phase into 10 arithmetic units, and then designating the unit with the most species in each time segment as a "modal decade," I obtain the results of Figure 6 (if two or more decades, have the same maximal number of species, I designate all with this value). A pattern of

TABLE 1--Correlation coefficients for putative measures of size trends in planktonic foraminiferal clades vs. time. See text for explanation.


 
Cretaceous
Paleogene
Neogene

  1. Extremes
    Largest

    Smallest
  2. Central Tendencies
    Mean

    Median

    Modal decade
  3. Variation
    Total range

    Coefficient of variation

0.919
-0.243


0.779
0.752
0.554

0.929
0.783

0.440
0.129


0.459
0.290
0.142

0.430
0.407

0.879
-0.492


0.767
0.741
0.153

0.867
0.666


increase occurs during the first four Cretaceous times. Otherwise, we find no change in the size of the most common species through time at all. Correlation coefficients with modal decade (Table 1) affirm this conclusion (I use arithmetic means if two or more decades have the same maximal number of species at any time).

In conclusion, the resolution of Cope's rule not as anagenesis to larger size, but as skewed and increasing variance around an asymmetrical starting point, leads to a range of different questions inconsistent with conventional ideas of directional selection, acting on organisms and mediated by competition, as the cause of trends. Why do founders of clades tend to be small? How can we define potential size ranges for Baupläne? What powers the entity making and breaking machine of differential species success?

DECREASE TRENDS AND THE ELIMINATION OF EXTREMES

In the biases of our preferred anagenetic mode, we invoke a set of metaphors for the common phenomenon of decreasing variance misinterpreted as the directional movement of an entity. We speak of "retreat," "driving back," "outcompeting," or "hunkering down" if we view the "trend" as a failure or prelude to extinction; "honing," "fine tuning," or "optimization" when we sense that survivors are the best subset of too much former latitude. And yet, from the more appropriate standpoint of species as stable individuals within a clade, no entity moves anywhere when a change in extreme values or central tendencies results from a reduction in number or disparity of species. I shall consider several kinds of cases for trends properly treated as decreasing variance but often misinterpreted as anagenetic "movement" of entities.

Asymmetrical trends.--This category represents the inverse of increase trends discussed in the previous section. Principles and explanations are similar and I shall not stress this theme again. The differential shrinkage and removal of one tail from a frequency distribution will change extreme values (for that tail) most, and means and medians (for the whole distribution) less. But the causal phenomenon is a removal of entities or a reduction in disparity among a constant number of species, not a temporal excursion of one abstracted measure. For example, we often read that coelacanths and monoplacophorans were pushed out of shallow water into the less inviting oceanic depths. This conjures up a picture of dispirited losers, marching dejectedly down the continental slope--banished to geological anonymity in a world of unpreserved sediments from the Devonian (Neopilina's forebears) or the Cretaceous (Latimeria's ancestors), until the modern world of dredges and Alvins discovered their hiding places. But why should we imagine anything moving? Perhaps some species of monoplacophorans and coelacanths always lived in deep waters. The clades once had species

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