Gould, Trends as Changes in Variance: A New Slant on Progress and Directionality in Evolution

GOULD-PRESIDENTIAL ADDRESS
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FIGURE 3--Size at first appearance for species of planktonic foraminifera in their three radiations. Triangles indicate that two or more species occupy the same point


FIGURE 4--Inappropriate use of mean or extreme values to specify a trend of increasing size where none exists under an alternate, and often more appropriate, interpretation. The Cretaceous is divided into five-million-year intervals.

ceous, and Neogene rises continue throughout). But closer inspection suggests a different interpretation based on increasing variance about an asymmetrical starting point. Each of the three phases begins with species near a minimum in size. (In this case, the minimum is more strictly, if artificially, defined than usual. The founders of all three phases lie near the smallest size for retention on the sieving mesh traditionally used to recover foraminifers from sediment) This domain of small size remains continually occupied throughout the clade's history, while expansion of variance proceeds upward in the only available direction as more and more species are added The appearance of Cope's rule is an automatic consequence of increasing variance in successful clades (assessed by growth in numbers of extant species).

Figure 4 illustrates the dilemma of myopic and inappropriate anagenetic interpretations. A plot of the largest species arising in each 5 m.y. unit vs. time shows a virtually unreversed rise-but this "trend" primarily records the increasing variance and right skewness of the distribution, as species number grows. The plot of mean value vs. time shows that central tendencies may reinforce the same myopia--for means increase, if less strikingly, because the right tail expands while the left tail remains constrained.

Figure 5 presents a more adequate interpretation consistent with the insights of Stanley and Jablonski. Size of the largest species increases m all three segments, but size of the smallest species either remains constant or decreases slightly. Thus, an increase in the envelope of variation--the occupied size range--is the primary phenomenon that generates anagenetic: misconceptions.

The chart of correlation coefficients vs. time (3 m.y. segments for the Cenozoic, 5. m.y. for the Cretaceous) clarifies the genesis of this pattern (Table 1). Correlations are positive for extreme values and measures of central tendency, but strength of correlation decreases, exactly as expected when the full system experiences increasing variance and right skew--highest values for extreme size, lower for mean values, still lower for medians. Yet correlation coefficients for smallest species vs. time are in-significant in all cases, and negative in two of three. High correlations with direct measures of variation--total size range of species, and coefficient of variation--are positive and significant (except for the Paleogene, with its downturn following maxi-

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